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| They have capabilities in corporate finance, mergers and acquisitions, securities research, asset management, foreign exchange, securities lending and custody. Plus many more. |
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245
Park Ave.,
Midtown NY 10167
|
Tel 212-272-2000 |
| E-mail: |
infocenter@bear.com; |
Website: |
bearstearns.com |
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| Comprehensive brokerage services |
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Tel 212-419-2861 |
| Website: |
deanwitter.com |
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2
Pennsylvania Plaza,
Chelsea NY 10121
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Tel 212-613-6700 |
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1221
Avenue of Americas,
Greenwich Village NY 10036
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1345
Avenue of Americas,
Greenwich Village NY 10019
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Tel 212-903-7600 |
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900
Third Ave.,
Midtown NY 10022
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Tel 212-705-4500 |
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330
Madison Ave.,
Midtown NY 10017
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Tel 212-883-7700 |
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1585
Broadway,
Theater District NY 10036
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Tel 212-314-7900 |
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| Complete private client, corporate finance services. Member New York and American Stock Exchanges |
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39
Broadway,
Financial District NY 10006
|
Tel 212-742-8178 |
| Fax: |
212-292-3348 |
|
|
|
| Merrill Lynch is a leading global financial advisory and management company. It offers a diverse range of financial services, including personal financial planning and investment banking and advisory services. |
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Tel 800-999-1185 |
| Website: |
ml.com |
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World Financial Center,
Battery Park NY 10281
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Tel 212-449-1000 |
| Fax: |
212-236-4384 |
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1251
Avenue of Americas,
Greenwich Village NY 10020
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Tel 212-382-8500 |
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650
Fifth Ave.,
Midtown NY 10019
Crossing 52nd St.,
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Tel 212-603-8350 |
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112
--05
Queens Blvd.,
Queens NY 11375
Forest Hills,
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Tel 800-289-9179 |
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1585
Broadway,
Theater District NY 10036
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Tel 212-761-4000 |
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140
Broadway,
Financial District NY 10005
|
Tel 212-607-3200 |
| Website: |
painewebber.com |
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1285
Avenue of Americas,
Greenwich Village NY 10019
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Tel 212-713-7800 |
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1285
Avenue of Americas,
Greenwich Village NY 10019
|
Tel 212-649-8000 |
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1251
Avenue of Americas,
Greenwich Village NY 10020
|
Tel 212-626-8500 |
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140
Park Ave.,
Midtown NY 10166
in Met Life Bldg.,
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Tel 212-370-8700 |
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200
Park Ave.,
Midtown NY 10166
|
Tel 212-309-3000 |
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590
Madison Ave.,
Midtown NY 10022
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Tel 212-333-8800 |
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| They are building on their traditional strengths such as insurance, while expanding their services in investments banking and real estate |
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Tel 212-557-3030 |
| Tel: |
800-423-8900; |
Website: |
prusec.com |
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1411
Broadway,
Fashion District NY 10018
|
Tel 212-704-8300 |
| Fax: |
212-704-8497 |
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1
Liberty Pl.,
Financial District NY 10006
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Tel 212-406-3380 |
| Fax: |
212-978-1013 |
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575
Fifth Ave.,
Midtown NY 10017
|
Tel 212-557-3030 |
| Fax: |
212-573-0179 |
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625
Madison Ave.,
Midtown NY 10022
|
Tel 212-750-8770 |
| Fax: |
212-303-8719 |
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250
Park Ave.,
Midtown NY 10177
|
Tel 212-983-8000 |
| Fax: |
212-916-0489 |
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610
Fifth Ave.,
Rockefeller Center NY 10020
|
Tel 212-484-9201 |
| Fax: |
212-484-9216 |
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1
Pennsylvania Plaza,
Chelsea NY 10119
|
Tel 212-643-5700 |
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1
New York Plaza,
Financial District NY 10004
|
Tel 212-428-5200 |
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1345
Avenue of Americas,
Greenwich Village NY 10019
|
Tel 212-586-5505 |
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605
Third Ave.,
Kips Bay NY 10158
|
Tel 212-878-3900 |
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40
W. 57th St.,
Midtown NY 10019
|
Tel 212-265-2330 |
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250
Park Ave.,
Midtown NY 10177
|
Tel 212-692-2800 |
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200
Park Ave.,
Midtown NY 10017
|
Tel 212-818-0800 |
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666
Fifth Ave.,
Midtown NY 10103
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Tel 212-816-6000 |
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388
Greenwich St.,
Tribeca NY 10013
|
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| Financial and business advisors for a diverse range of industries as well as to high net worth individuals |
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477
Madison Ave.,
Midtown NY 10022
|
Tel 212-863-1349 |
| Fax: |
212-759-2946; |
E-mail: |
michaelf@yohalem.com |
| Website: |
yohalem.com |
|
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| Full service brokerage firm. Website: on-line recommendations & research. Member of NASD, SIPC, & MRSB. |
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415
Madison Ave.,
Midtown NY 10017
|
Tel 212-644-8520 |
| Tel: |
888-682-6973; |
Fax: |
212-644-3515 |
| Website: |
aftrader.com |
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| Serving banks, securities firms, & institutional investors. Website offers stock quotes & research information to registered clients. |
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885
Third Ave.,
Sutton Place NY 10022
|
Tel 212-230-2424 |
| Fax: |
212-486-8178; |
E-mail: |
mdm@madoff.com |
| Website: |
madoff.com |
|
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|
| They have full service investment advice. They also have a fine history of service, financial stability and growth. |
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1
Liberty Pl.,
Financial District NY 10006
|
Tel 212-820-8200 |
| Tel: |
800-223-9058; |
Fax: |
212-820-7399 |
| Website: |
gruntal.com |
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605
Third Ave.,
Kips Bay NY 10158
|
Tel 212-351-4200 |
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650
Madison Ave.,
Lenox Hill NY 10022
|
Tel 212-407-0500 |
| Tel: |
800-223-8860; |
Fax: |
212-750-5147 |
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360
Madison Ave.,
Midtown NY 10017
|
Tel 212-850-9500 |
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45
Broadway,
Financial District NY 10006
|
Tel 212-859-9200 |
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| Emerging markets bond brokers |
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11
Hanover Sq.,
Financial District NY 10005
|
Tel 212-269-9008 |
| Tel: |
888-661-8109; |
Fax: |
212-269-6070 |
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156
W. 56th St.,
Midtown NY 10019
|
Tel 212-333-4500 |
| Tel: |
212-908-8280; |
Tel: |
800-934-4450 |
| Tel: |
800-988-7799; |
Fax: |
212-333-2773 |
| Website: |
waterhouse.com |
|
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| Stocks and commodities |
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40
Wall St.,
Financial District NY 10005
|
Tel 888-733-9000 |
| Website: |
abwatley.com |
|
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| They act as a discount broker for qualified clients who make their own investment decisions. It is a member of a variety of domestic stock exchanges. It is a subsidiary of Chase Manhattan Corporation. |
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Tel 800-822-2829 |
| Website: |
brownco.com |
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2
Pennsylvania Plaza,
Chelsea NY 10001
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44
Wall St.,
Financial District NY 10005
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1211
Avenue of Americas,
Greenwich Village NY 10036
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1886
Broadway,
Lincoln Center NY 10023
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445
Park Ave.,
Midtown NY 10023
|
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342
Madison Ave.,
Midtown NY 10173
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60
E. 42nd St.,
Murray Hill NY 10017
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1105
Third Ave.,
Uptown East NY 10021
|
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| Focusing on day traders. Website offers on-line trading, market information, & research. |
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350
Fifth Ave.,
Midtown South NY 10118
|
Tel 212-279-7800 |
| Tel: |
877-388-7233; |
Fax: |
212-279-7805 |
| E-mail: |
info@equitytrading.com; |
Website: |
equitytrading.com |
|
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| Discount brokers. They do stocks, bonds, mutual funds, research, etc. |
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30
Broad St.,
Financial District NY 10004
|
Tel 212-344-5454 |
|
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| A global, full-service investment management firm, seeking to provide long term growth of capital & growth of dividend income over time. |
|
1345
Avenue of Americas,
Greenwich Village NY 10105
|
Tel 212-969-1000 |
| Fax: |
212-969-2229; |
Website: |
alliancecapital.com |
|
|
|
| Established in 1951, it is one of the nation's leading mutual fund companies and a subsidiary of Mellon Bank, NA. They provide a full range of banking, investment and trust products and services to small, midsize and large businesses and institutions. |
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200
Park Ave.,
Midtown NY 10017
|
Tel 212-922-6000 |
| Website: |
dreyfus.com |
|
|
|
| They have an array of investment opportunities, and is one of Wall Street's most historic firms. |
|
100
Park Ave.,
Murray Hill NY 10017
|
Tel 212-850-1864 |
| Tel: |
800-221-7844; |
Website: |
seligman.com |
|
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|
767
Fifth Ave.,
Midtown NY 10153
|
Tel 800-874-3733 |
| Website: |
lordabbett.com |
|
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|
World Financial Center,
Battery Park NY 10281
|
Tel 212-449-1000 |
| Fax: |
212-236-4384 |
|
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|
1251
Avenue of Americas,
Greenwich Village NY 10020
|
Tel 212-382-8500 |
|
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650
Fifth Ave.,
Midtown NY 10019
Crossing 52nd St.,
|
Tel 212-603-8350 |
|
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|
|
112
--05
Queens Blvd.,
Queens NY 11375
Forest Hills,
|
Tel 800-289-9179 |
|
|
|
| Manager of no-load equity, bond, municipal and money market funds. Manages trust funds, private and institutional accounts. |
|
605
Third Ave.,
Kips Bay NY 10158
|
Tel 212-476-8800 |
| Website: |
nb.com |
|
|
|
| Investment advising company specializes in selective hedge fund investments and offers a range of advisory services, individual funds and multi-manager fund programs |
|
10
E. 53rd St.,
Midtown NY 10022
betw 5th & Madison Ave.,
|
Tel 212-484-3000 |
| Fax: |
212-484-3001; |
E-mail: |
info@optima.com |
| Website: |
optima.com |
|
|
|
|
|
|
| Warburg Pincus Funds are no-load mutual funds designed for individual investors who want to access the specialized money-management expertise that they offer. |
|
466
Lexington Ave.,
Midtown NY 10017
|
Tel 800-927-2874 |
| Website: |
warburg.com |
|
|
|
| WSW is the investment management subsidiary of DLJ and one of the nation's original money managers. |
|
277
Park Ave.,
Midtown NY 10005
|
Tel 212-504-4000 |
|
|
|
| Provider of outsourcing info to financial institutions and corporations. |
|
|
Tel 973-812-8600 |
| Fax: |
973-812-1217; |
Website: |
bisys.com |
|
|
|
| Financial planning for private individuals, businesses and corporations. |
|
350
Fifth Ave.,
Midtown South NY
|
Tel 212-536-6000 |
| Fax: |
212-536-6019; |
Website: |
cowanfinancial.com |
|
|
|
| Direct Access & Execution Services. Direct Access provides a direct link for trading professionals to the NYSE & ASE trading floors. Execution Services are available to individuals & institutions. |
|
32
Broadway,
Financial District NY 10004
|
Tel 212-742-8178 |
| Fax: |
212-292-3348 |
|
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|
125
Broad St.,
Financial District NY 10004
|
Tel 212-668-8000 |
| Toll-Free: |
800-221-5588 |
|
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|
45
Broadway,
Financial District NY 10006
|
Tel 212-859-9200 |
| Fax: |
800-443-6079 |
|
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|
|
150
E. 52nd St.,
Midtown NY 10022
|
Tel 212-755-6033 |
| Toll-Free: |
800-924-3033 |
|
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|
780
Third Ave.,
Midtown NY 10105
|
Tel 212-446-4400 |
| Toll-Free: |
800-854-0085 |
|
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|
200
Park Ave.,
Midtown NY 10166
|
Tel 212-338-5500 |
| Toll-Free: |
800-285-6200 |
|
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|
52
Duane St.,
CivicCenter NY
|
Tel 212-693-1680 |
|
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555
Seventh Ave.,
Fashion District NY
|
Tel 212-594-5480 |
| Tel: |
212-921-4108 |
|
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|
|
571
Second Ave.,
Kips Bay NY
|
Tel 212-725-4870 |
|
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|
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99
Park Ave.,
Murray Hill NY
|
Tel 212-594-5480 |
| Tel: |
212-921-4108 |
|
