CitiDex.com
Complete Guide to New York City
CitiDex Home
|
About
|
Contact
|
Submit Firm
|
Blogs
|
Update Your Listing
|
Advertise
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
Search Listings
FINANCIAL SERVICES (For individuals and families) IN NEW YORK CITY
(47 listings) File Created: 26-Dec-08
This category contains the following:
FINANCIAL MARKET INFORMATION SOURCES
(4 listings)
MAJOR RETAIL BROKERS & FINANCIAL FIRMS
(10 listings)
OTHER RETAIL BROKERAGE FIRMS
(6 listings)
DISCOUNT BROKERS
(5 listings)
MUTUAL FUNDS (FUND MANAGEMENT FIRMS)
(10 listings)
FINANCIAL PLANNING SERVICES (Personal))
(4 listings)
, this category contains the following:
COLLEGE PLANNING SERVICES
(1 listings)
PRIVATE INVESTMENT ADVISORS
(6 listings)
FINANCE, PERSONAL BUDGETING AND CREDIT MANAGEMENT
(1 listings)
FINANCIAL MARKET INFORMATION SOURCES
Top
F index
A-Z Index
Save Now! Our
New
Customers Get Multiple Category Placement at no Extra Charge!
Call 631-549-0064 for more information
New York Cotton Exchange
Offers reports for investors in cotton , the FCOJ and FINEX
1 North End Ave., Financial District
......................................................Emergencies:1-877-877-8890
Tel: ..........................................
212-748-4000; Membership:..............................
212-748-4164
Fax:..........................................
212-742-5026; Internet:...................................
www.nyce.com
Map
Reuters America
1700 Broadway, fl. 18, Midtown
..........................................................................
Tel: 212-603-3300
Internet:............................................................................................................
www.reuters.com
Map
First Ave., fl. 18, East Village
(in United Nations)
....................................................
Tel: 212-355-7424
Standard & Poor's
Independent, value-added information & analysis of the equities, fixed income, foreign exchange, & commodities markets.
65 Broadway, fl. 19, Financial District
........................................................Tel: 1-888-800-1183
Tel: ..........................................
212-770-0234; Internet:.....................
www.standardpoor.com
Map
Value Line
220 E. 42nd St., Kips Bay
....................................................................................Tel: 212-907-1500
Tel: .......................................
1-800-535-8760; Fax:............................................201-939-9079
E-mail:..........................................................................
v/soft@valueline.com; vlcr@valueline.com
Internet:.........................................................................................................
www.valueline.com
Mo-Fr 8:30-19;
Map
Top
MAJOR RETAIL BROKERS & FINANCIAL FIRMS
Top
F index
A-Z Index
Listings starting with A
B
C
D
E F G H I J K L
M
N O
P
Q R
S
T U V W X
Y
Z
114 The firms listed here are the large financial companies that are also well known for their retail brokerage services. They are major players in the financial markets, investment brokerage, underwriting billions of new issues every year and bonds.
Bear Stearns
They have capabilities in corporate finance, mergers and acquisitions, securities research, asset management, foreign exchange, securities lending and custody. Plus many more.
245 Park Ave., Midtown
..................................................................................Tel: 212-272-2000
E-mail:............................
infocenter@bear.com
; Internet:.......................
www.bearstearns.com
Map
Dean Witter (Morgan Stanley Dean Witter)
Comprehensive brokerage services
Tel: ..........................................
212-419-2861; Internet:.........................
www.deanwitter.com
1221 Avenue of Americas, fl. 4th, Greenwich Village
....................................................................
Map
1345 Avenue of Americas, Greenwich Village
........................................................
Tel: 212-903-7600
Map
1585 Broadway, fl. Ground, Theater District
..........................................................Tel: 212-314-7900
Map
330 Madison Ave., Midtown
.................................................................................Tel: 212-883-7700
Map
2 Pennsylvania Plaza, fl. 22nd, Chelsea
................................................................
Tel: 212-613-6700
Map
900 Third Ave., Midtown
.....................................................................................
Tel: 212-705-4500
Map
Direct Brokerage Inc.
Complete private client, corporate finance services.
Member New York and American Stock Exchanges
39 Broadway, fl. 32, Financial District
...........................................................Tel: 212-742-8178
Fax:.........................................................................................................................
212-292-3348
Map
Merrill Lynch
Merrill Lynch is a leading global financial advisory and management company. It offers a diverse range of financial services, including personal financial planning and investment banking and advisory services.
Tel: ........................................
1-800-999-1185; Internet:.......................................
www.ml.com
1251 Avenue of Americas, Greenwich Village
................................................Tel: 212-382-8500
Map
650 Fifth Ave., Midtown
(Crossing 52nd St.)
..........................................................
Tel: 212-603-8350
Mo-Fr 9-17; Span, Fr, Chin;
5 Ave
(53rd:E,F),
51 St
(Lex:6,4);
Map
112-05 Queens Blvd., Queens
(Forest Hills)
.......................................................Tel: 1-800-289-9179
Map
World Financial Center, Battery Park
......................................................................Tel: 212-449-1000
Fax:.........................................................................................................................
212-236-4384
Morgan Stanley Group Inc.
1585 Broadway, Theater District
..........................................................................Tel: 212-761-4000
Map
Top
Paine Webber
140 Broadway, fl. 24th, Financial District
..............................................................
Tel: 212-607-3200
Internet:...................................................................................................
www.painewebber.com
Map
1251 Avenue of Americas, Greenwich Village
........................................................
Tel: 212-626-8500
Map
1285 Avenue of Americas, fl. 17th, Greenwich Village
............................................Tel: 212-713-7800
Map
1285 Avenue of Americas, fl. 20th, Greenwich Village
............................................Tel: 212-649-8000
Map
590 Madison Ave., fl. 23rd, Midtown
....................................................................Tel: 212-333-8800
Map
140 Park Ave., fl. 11th, Midtown
(in Met Life Bldg.)
................................................Tel: 212-370-8700
Map
200 Park Ave., fl. 30th, Midtown
..........................................................................Tel: 212-309-3000
Map
Paneth, Haber & Zimmerman, LLP
600 Third Ave., Murray Hill
..................................................................................Tel: 212-503-8933
Fax:..........................................
212-503-8976; E-mail:...............................
aviola@paneth.com
Internet:............................................................................................................
www.paneth.com
Map
Prudential Securities, Inc.
They are building on their traditional strengths such as insurance, while expanding their services in investments banking and real estate
Tel: ...........................................
212-557-3030; Tel: .........................................
1-800-423-8900
Internet:..............................................................................................................
www.prusec.com
1411 Broadway, Fashion District
...................................................................Tel: 212-704-8300
Fax:.........................................................................................................................
212-704-8497
Map
575 Fifth Ave., fl. 9, Midtown
...............................................................................
Tel: 212-557-3030
Fax:.........................................................................................................................
212-573-0179
Map
610 Fifth Ave., fl. 2, Rockefeller Center
.................................................................Tel: 212-484-9201
Fax:.........................................................................................................................
212-484-9216
Map
1 Liberty Pl., Financial District
...............................................................................Tel: 212-406-3380
Fax:.........................................................................................................................
212-978-1013
Map
625 Madison Ave., fl. 10, Midtown
.......................................................................
Tel: 212-750-8770
Fax:.........................................................................................................................
212-303-8719
Map
250 Park Ave., fl. 7, Midtown
...............................................................................Tel: 212-983-8000
Fax:.........................................................................................................................
212-916-0489
Map
Salomon Smith Barney
767 Fifth Ave., Midtown
.......................................................................................Tel: 212-230-3400
Internet:....................................................................................................
www.smithbarney.com
Map
1345 Avenue of Americas, Greenwich Village
........................................................
Tel: 212-586-5505
Map
666 Fifth Ave., Midtown
.......................................................................................Tel: 212-816-6000
Map
388 Greenwich St., Tribeca
........................................................................................................
Map
1 New York Plaza, Financial District
......................................................................
Tel: 212-428-5200
Map
200 Park Ave., Midtown
......................................................................................
Tel: 212-818-0800
Map
250 Park Ave., Midtown
......................................................................................
Tel: 212-692-2800
Map
1 Pennsylvania Plaza, Chelsea
..............................................................................Tel: 212-643-5700
Map
605 Third Ave., Kips Bay
.....................................................................................Tel: 212-878-3900
Map
40 W. 57th St., Midtown
......................................................................................
Tel: 212-265-2330
Map
Yohalem Gillman & Co
Financial and business advisors for a diverse range of industries as well as to high net worth individuals
477 Madison Ave., Midtown
...........................................................................Tel: 212-863-1349
Fax:..........................................
212-759-2946; E-mail:..........................
michaelf@yohalem.com
Internet:..........................................................................................................
www.yohalem.com
Map
Top
OTHER RETAIL BROKERAGE FIRMS
Top
F index
A-Z Index
America First Associates
Full service brokerage firm.
Website: on-line recommendations & research. Member of NASD, SIPC, & MRSB.
415 Madison Ave., fl. 3, Midtown
...................................................................Tel: 212-644-8520
Tel: .......................................
1-888-682-6973; Fax:............................................212-644-3515
Internet:...........................................................................................................
www.aftrader.com
Map
Bernard L. Madoff Investment Securities
Serving banks, securities firms, & institutional investors. Website offers stock quotes & research information to registered clients.
885 Third Ave., Sutton Place
..........................................................................Tel: 212-230-2424
Fax:..........................................
212-486-8178; E-mail:..................................
mdm@madoff.com
Internet:.............................................................................................................
www.madoff.com
Map
Gruntal & Co.
They have full service investment advice.
They also have a fine history of service, financial stability and growth.
1 Liberty Pl., Financial District
.....................................................................Tel: 1800-223-9058
Tel: ..........................................
212-820-8200; Fax:............................................212-820-7399
Internet:............................................................................................................
www.gruntal.com
Map
360 Madison Ave., Midtown
.................................................................................Tel: 212-850-9500
Map
650 Madison Ave., Lenox Hill
.............................................................................Tel: 1800-223-8860
Tel: ..........................................
212-407-0500; Fax:............................................212-750-5147
Map
605 Third Ave., Kips Bay
.....................................................................................Tel: 212-351-4200
Map
Josephthal Lyon Ross
45 Broadway, Financial District
.............................................................................Tel: 212-859-9200
Map
Seidel & Shaw, LLC
Emerging markets bond brokers
11 Hanover Sq., Financial District
..........................................................................Tel: 212-269-9008
Tel: .......................................
1-888-661-8109; Fax:............................................212-269-6070
Map
Top
Waterhouse Securities, Inc.
156 W. 56th St., Midtown
..................................................................................
Tel: 1800-988-7799
Tel: ..........................................
212-333-4500; Tel: ........................................
1-800-934-4450
Tel: ..........................................
212-908-8280; Fax:............................................212-333-2773
Internet:....................................................................................................
www.waterhouse.com
(6 & 7 Ave.);
Map
DISCOUNT BROKERS
Top
F index
A-Z Index
A.B. Watley
Stocks and commodities
40 Wall St., fl. 27, Financial District
....................................................................Tel: 1-888-733-9000
Internet:.........................................................................................................
www.abwatley.com
Map
Brown&Company
They act as a discount broker for qualified clients who make their own investment decisions. It is a member of a variety of domestic stock exchanges. It is a subsidiary of Chase Manhattan Corporation.
Tel: .........................................
1800-822-2829; Internet:..............................
www.brownco.com
Charles Schwab
1211 Avenue of Americas, Greenwich Village
..............................................................................
Map
1886 Broadway, Lincoln Center
..................................................................................................
Map
60 E. 42nd St., Murray Hill
.........................................................................................................
Map
342 Madison Ave., Midtown
.......................................................................................................
Map
445 Park Ave., Midtown
.............................................................................................................
Map
2 Pennsylvania Plaza, Chelsea
....................................................................................................
Map
1105 Third Ave., Uptown East
...................................................................................................
Map
44 Wall St., Financial District
.......................................................................................................
Map
Equity Trading LLC
Focusing on day traders.
Website offers on-line trading, market information, & research.
350 Fifth Ave., Midtown South
....................................................................
Tel: 1-877-388-7233
Tel: ..........................................
212-279-7800; Fax:............................................212-279-7805
E-mail:........................
info@equitytrading.com
; Internet:.....................
www.equitytrading.com
Map
Top
Olde Discount Stockbrokers
Discount brokers.
They do stocks, bonds, mutual funds, research, etc.
30 Broad St., Financial District
......................................................................
Tel: 212-344-5454
Map
MUTUAL FUNDS (FUND MANAGEMENT FIRMS)
Top
F index
A-Z Index
Listings starting with
A
B C
D
E F G H I
J
K
L
M
N
O
P Q R S T U
V
W
X Y Z
These companies are sell known specialits in the management of "mutual funds".
Alliance Capital Management L.P.
A global, full-service investment management firm, seeking to provide long term growth of capital & growth of dividend income over time.
1345 Avenue of Americas, Greenwich Village
................................................Tel: 212-969-1000
Fax:..........................................
212-969-2229; Internet:....................
www.alliancecapital.com
Map
Dreyfus Corp.
Established in 1951, it is one of the nation's leading mutual fund companies and a subsidiary of Mellon Bank, NA. They provide a full range of banking, investment and trust products and services to small, midsize and large businesses and institutions.
200 Park Ave., Midtown
..................................................................................Tel: 212-922-6000
Internet:............................................................................................................
www.dreyfus.com
Map
J. & W. Seligman & Company, Inc.
They have an array of investment opportunities, and is one of Wall Street's most historic firms.
100 Park Ave., Murray Hill
.............................................................................
Tel: 212-850-1864
Tel: ........................................
1800-221-7844; Internet:............................
www.seligman.com
Map
Lord, Abbett & Co. Investment Managment
767 Fifth Ave., Midtown
....................................................................................Tel: 1-800-874-3733
Internet:.......................................................................................................
www.lordabbett.com
Map
Top
Merrill Lynch
1251 Avenue of Americas, Greenwich Village
........................................................
Tel: 212-382-8500
Map
650 Fifth Ave., Midtown
(Crossing 52nd St.)
..........................................................
Tel: 212-603-8350
Mo-Fr 9-17; Span, Fr, Chin;
5 Ave
(53rd:E,F),
51 St
(Lex:6,4);
Map
112-05 Queens Blvd., Queens
(Forest Hills)
.......................................................Tel: 1-800-289-9179
Map
World Financial Center, Battery Park
......................................................................Tel: 212-449-1000
Fax:.........................................................................................................................
212-236-4384
Neuberger Berman Management, Inc.
Manager of no-load equity, bond, municipal and money market funds. Manages trust funds, private and institutional accounts.
605 Third Ave., Kips Bay
................................................................................Tel: 212-476-8800
Internet:...................................................................................................................
www.nb.com
Map
Optima Fund Management
Investment advising company specializes in selective hedge fund investments and offers a range of advisory services, individual funds and multi-manager fund programs
10 E. 53rd St., fl. 29
(between 5th & Madison Ave.)
............................................Tel: 212-484-3000
Fax:..........................................
212-484-3001; E-mail:...................................
info@optima.com
Internet:.............................................................................................................
www.optima.com
Mo-Fr 8:30-17;
5 Ave
(53rd:E,F);
Map
Value Line
220 E. 42nd St., Kips Bay
....................................................................................Tel: 212-907-1500
Tel: .......................................
1-800-535-8760; Fax:............................................201-939-9079
E-mail:..........................................................................
v/soft@valueline.com; vlcr@valueline.com
Internet:.........................................................................................................
www.valueline.com
Mo-Fr 8:30-19;
Map
Warburg Pincus Funds
Warburg Pincus Funds are no-load mutual funds designed for individual investors who want to access the specialized money-management expertise that they offer.
466 Lexington Ave., Midtown
......................................................................Tel: 1-800-927-2874
Internet:..........................................................................................................
www.warburg.com
Map
Top
Wood Struthers & Winthrop Corp.
WSW is the investment management subsidiary of DLJ and one of the nation's original money managers.
277 Park Ave., Midtown
..................................................................................Tel: 212-504-4000
Map
FINANCIAL PLANNING SERVICES (Personal))
Top
F index
A-Z Index
COLLEGE PLANNING SERVICES
Cowan Financial Group
Financial planning for private individuals, businesses and corporations.
350 Fifth Ave., fl. 14, Midtown South
..............................................................Tel: 212-536-6000
Fax:..........................................
212-536-6019; Internet:...................
www.cowanfinancial.com
Map
Finnegan Planning, Inc.
Financial and estate planners
310 Madison Ave., Murray Hill
..................................................................
E-mail:
info@finnegan.com
Internet:..........................................................................................................
www.finnegan.com
Map
L. J. Altfest & Co.
Specializes in investment management and financial planning.
116 John St., Financial District
...........................................................................Tel: 1-888-525-8337
Tel: ..........................................
212-406-0850; Fax:............................................212-406-0867
E-mail:............................................
lja@altfest
; Internet:................................
www.altfest.com
Map
Smith Affilitated Capital Corp.
Asset management and investment advising services.
880 Third Ave., Midtown
.....................................................................................
Tel: 212-644-9440
Fax:..........................................
212-644-1979; E-mail:...........................
info@smithcapital.com
Internet:.....................................................................................................
www.smithcapital.com
Map
Top
COLLEGE PLANNING SERVICES
Top
F index
A-Z Index
Babymint.com
College savings program for parents
Internet:.........................................................................................................
www.babymint.com
PRIVATE INVESTMENT ADVISORS
Top
F index
A-Z Index
These companies mostly provide fee-based asset management services and do not charge trading commissions. Of course, all the major "brokerage houses" have strong research departments on which your stock broker can draw for recommendations.
BISYS Group, Inc.
Provider of outsourcing info to financial institutions and corporations.
Tel: ..........................................
973-812-8600; Fax:............................................973-812-1217
Internet:...............................................................................................................
www.bisys.com
Cowan Financial Group
Financial planning for private individuals, businesses and corporations.
350 Fifth Ave., fl. 14, Midtown South
..............................................................Tel: 212-536-6000
Fax:..........................................
212-536-6019; Internet:...................
www.cowanfinancial.com
Map
Direct Brokerage, Inc.
Direct Access & Execution Services.
Direct Access provides a direct link for trading professionals to the NYSE & ASE trading floors. Execution Services are available to individuals & institutions.
32 Broadway, Financial District
.....................................................................Tel: 212-742-8178
Fax:.........................................................................................................................
212-292-3348
Map
Fahnestock & Co
Internet:......................................................................................................
www.fahnestock.com
Top
Fahnestock & Co.
125 Broad St., fl. 16, Financial District
..................................................................
Tel: 212-668-8000
Toll-Free:..............................................................................................................1-800-221-5588
Map
45 Broadway, Financial District
.............................................................................Tel: 212-859-9200
Fax:......................................................................................................................1-800-443-6079
Map
150 E. 52nd St., Midtown
....................................................................................
Tel: 212-755-6033
Toll-Free:..............................................................................................................1-800-924-3033
Map
200 Park Ave., fl. 24, Midtown
.............................................................................Tel: 212-338-5500
Toll-Free:..............................................................................................................1-800-285-6200
Map
780 Third Ave., fl. 11, Midtown
............................................................................Tel: 212-446-4400
Toll-Free:..............................................................................................................1-800-854-0085
Map
H & R Block
52 Duane St., CivicCenter
....................................................................................
Tel: 212-693-1680
Map
99 Park Ave., Murray Hill
.....................................................................................Tel: 212-921-4108
Tel: .........................................................................................................................
212-594-5480
Map
571 Second Ave., Kips Bay
..................................................................................
Tel: 212-725-4870
Map
555 Seventh Ave., Fashion District
........................................................................
Tel: 212-921-4108
Tel: .........................................................................................................................
212-594-5480
Map
FINANCE, PERSONAL BUDGETING AND CREDIT MANAGEMENT
Top
F index
A-Z Index
Strategies for Wealth Creation & Protection
Member of NASD, SIPC
140 Broadway, fl. 22, Financial District
.................................................................
Tel: 212-701-7900
Fax:.........................................................................................................................
212-363-6967
Map
Search Listings
Home Page
A-Z Index
How to Use
Email
Maps by