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New York Cotton Exchange Offers reports for investors in cotton , the FCOJ and FINEX
   1 North End Ave., Financial District......................................................Emergencies:1-877-877-8890
   Tel: .......................................... 212-748-4000;    Membership:.............................. 212-748-4164
   Fax:.......................................... 212-742-5026;    Internet:................................... www.nyce.com
      
Reuters America  
bul 1700 Broadway, fl. 18, Midtown.......................................................................... Tel: 212-603-3300
   Internet:............................................................................................................ www.reuters.com
bul First Ave., fl. 18, East Village (in United Nations).................................................... Tel: 212-355-7424
      
Standard & Poor's  
Independent, value-added information & analysis of the equities, fixed income, foreign exchange, & commodities markets.
   65 Broadway, fl. 19, Financial District........................................................Tel: 1-888-800-1183
   Tel: .......................................... 212-770-0234;    Internet:.....................www.standardpoor.com
      
Value Line  
   220 E. 42nd St., Kips Bay....................................................................................Tel: 212-907-1500
   Tel: ....................................... 1-800-535-8760;    Fax:............................................201-939-9079
   E-mail:.......................................................................... v/soft@valueline.com; vlcr@valueline.com
   Internet:......................................................................................................... www.valueline.com
Mo-Fr 8:30-19; Map

MAJOR RETAIL BROKERS & FINANCIAL FIRMS

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Listings starting with A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
114 The firms listed here are the large financial companies that are also well known for their retail brokerage services. They are major players in the financial markets, investment brokerage, underwriting billions of new issues every year and bonds.

Bear Stearns  
They have capabilities in corporate finance, mergers and acquisitions, securities research, asset management, foreign exchange, securities lending and custody. Plus many more.
   245 Park Ave., Midtown..................................................................................Tel: 212-272-2000
   E-mail:............................infocenter@bear.com;    Internet:....................... www.bearstearns.com
      
Dean Witter (Morgan Stanley Dean Witter) Comprehensive brokerage services
   Tel: .......................................... 212-419-2861;    Internet:......................... www.deanwitter.com
bul 1221 Avenue of Americas, fl. 4th, Greenwich Village.................................................................... Map
bul 1345 Avenue of Americas, Greenwich Village........................................................ Tel: 212-903-7600
bul 1585 Broadway, fl. Ground, Theater District..........................................................Tel: 212-314-7900
bul 330 Madison Ave., Midtown.................................................................................Tel: 212-883-7700
bul 2 Pennsylvania Plaza, fl. 22nd, Chelsea................................................................ Tel: 212-613-6700
bul 900 Third Ave., Midtown..................................................................................... Tel: 212-705-4500
      
Direct Brokerage Inc. Complete private client, corporate finance services.
Member New York and American Stock Exchanges
   39 Broadway, fl. 32, Financial District...........................................................Tel: 212-742-8178
   Fax:......................................................................................................................... 212-292-3348
      
Merrill Lynch  
Merrill Lynch is a leading global financial advisory and management company. It offers a diverse range of financial services, including personal financial planning and investment banking and advisory services.
   Tel: ........................................ 1-800-999-1185;    Internet:....................................... www.ml.com
bul 1251 Avenue of Americas, Greenwich Village................................................Tel: 212-382-8500
bul 650 Fifth Ave., Midtown (Crossing 52nd St.).......................................................... Tel: 212-603-8350
Mo-Fr 9-17; Span, Fr, Chin; 5 Ave (53rd:E,F), 51 St (Lex:6,4); Map
bul 112-05 Queens Blvd., Queens (Forest Hills).......................................................Tel: 1-800-289-9179
bul World Financial Center, Battery Park......................................................................Tel: 212-449-1000
   Fax:......................................................................................................................... 212-236-4384
      
Morgan Stanley Group Inc.  
   1585 Broadway, Theater District..........................................................................Tel: 212-761-4000
Paine Webber  
bul 140 Broadway, fl. 24th, Financial District.............................................................. Tel: 212-607-3200
   Internet:...................................................................................................www.painewebber.com
bul 1251 Avenue of Americas, Greenwich Village........................................................ Tel: 212-626-8500
bul 1285 Avenue of Americas, fl. 17th, Greenwich Village............................................Tel: 212-713-7800
bul 1285 Avenue of Americas, fl. 20th, Greenwich Village............................................Tel: 212-649-8000
bul 590 Madison Ave., fl. 23rd, Midtown....................................................................Tel: 212-333-8800
bul 140 Park Ave., fl. 11th, Midtown (in Met Life Bldg.)................................................Tel: 212-370-8700
bul 200 Park Ave., fl. 30th, Midtown..........................................................................Tel: 212-309-3000
      
Paneth, Haber & Zimmerman, LLP  
   600 Third Ave., Murray Hill..................................................................................Tel: 212-503-8933
   Fax:.......................................... 212-503-8976;    E-mail:............................... aviola@paneth.com
   Internet:............................................................................................................ www.paneth.com
      
Prudential Securities, Inc.  
They are building on their traditional strengths such as insurance, while expanding their services in investments banking and real estate
   Tel: ........................................... 212-557-3030;    Tel: ......................................... 1-800-423-8900
   Internet:..............................................................................................................www.prusec.com
bul 1411 Broadway, Fashion District...................................................................Tel: 212-704-8300
   Fax:......................................................................................................................... 212-704-8497
bul 575 Fifth Ave., fl. 9, Midtown............................................................................... Tel: 212-557-3030
   Fax:......................................................................................................................... 212-573-0179
bul 610 Fifth Ave., fl. 2, Rockefeller Center.................................................................Tel: 212-484-9201
   Fax:......................................................................................................................... 212-484-9216
bul 1 Liberty Pl., Financial District...............................................................................Tel: 212-406-3380
   Fax:......................................................................................................................... 212-978-1013
bul 625 Madison Ave., fl. 10, Midtown....................................................................... Tel: 212-750-8770
   Fax:......................................................................................................................... 212-303-8719
bul 250 Park Ave., fl. 7, Midtown...............................................................................Tel: 212-983-8000
   Fax:......................................................................................................................... 212-916-0489
      
Salomon Smith Barney  
bul 767 Fifth Ave., Midtown.......................................................................................Tel: 212-230-3400
   Internet:.................................................................................................... www.smithbarney.com
bul 1345 Avenue of Americas, Greenwich Village........................................................ Tel: 212-586-5505
bul 666 Fifth Ave., Midtown.......................................................................................Tel: 212-816-6000
bul 388 Greenwich St., Tribeca........................................................................................................ Map
bul 1 New York Plaza, Financial District...................................................................... Tel: 212-428-5200
bul 200 Park Ave., Midtown...................................................................................... Tel: 212-818-0800
bul 250 Park Ave., Midtown...................................................................................... Tel: 212-692-2800
bul 1 Pennsylvania Plaza, Chelsea..............................................................................Tel: 212-643-5700
bul 605 Third Ave., Kips Bay.....................................................................................Tel: 212-878-3900
bul 40 W. 57th St., Midtown...................................................................................... Tel: 212-265-2330
      
Yohalem Gillman & Co  
Financial and business advisors for a diverse range of industries as well as to high net worth individuals
   477 Madison Ave., Midtown...........................................................................Tel: 212-863-1349
   Fax:.......................................... 212-759-2946;    E-mail:.......................... michaelf@yohalem.com
   Internet:.......................................................................................................... www.yohalem.com

America First Associates Full service brokerage firm.
Website: on-line recommendations & research. Member of NASD, SIPC, & MRSB.
   415 Madison Ave., fl. 3, Midtown...................................................................Tel: 212-644-8520
   Tel: ....................................... 1-888-682-6973;    Fax:............................................212-644-3515
   Internet:...........................................................................................................www.aftrader.com
      
Bernard L. Madoff Investment Securities  
Serving banks, securities firms, & institutional investors. Website offers stock quotes & research information to registered clients.
   885 Third Ave., Sutton Place..........................................................................Tel: 212-230-2424
   Fax:.......................................... 212-486-8178;    E-mail:..................................mdm@madoff.com
   Internet:.............................................................................................................www.madoff.com
      
Gruntal & Co. They have full service investment advice.
They also have a fine history of service, financial stability and growth.
bul 1 Liberty Pl., Financial District.....................................................................Tel: 1800-223-9058
   Tel: .......................................... 212-820-8200;    Fax:............................................212-820-7399
   Internet:............................................................................................................ www.gruntal.com
bul 360 Madison Ave., Midtown.................................................................................Tel: 212-850-9500
bul 650 Madison Ave., Lenox Hill.............................................................................Tel: 1800-223-8860
   Tel: .......................................... 212-407-0500;    Fax:............................................212-750-5147
bul 605 Third Ave., Kips Bay.....................................................................................Tel: 212-351-4200
      
Josephthal Lyon Ross  
   45 Broadway, Financial District.............................................................................Tel: 212-859-9200
      
Seidel & Shaw, LLC Emerging markets bond brokers
   11 Hanover Sq., Financial District..........................................................................Tel: 212-269-9008
   Tel: ....................................... 1-888-661-8109;    Fax:............................................212-269-6070
Waterhouse Securities, Inc.  
   156 W. 56th St., Midtown.................................................................................. Tel: 1800-988-7799
   Tel: .......................................... 212-333-4500;    Tel: ........................................ 1-800-934-4450
   Tel: .......................................... 212-908-8280;    Fax:............................................212-333-2773
   Internet:.................................................................................................... www.waterhouse.com
(6 & 7 Ave.); Map
      

A.B. Watley Stocks and commodities
   40 Wall St., fl. 27, Financial District....................................................................Tel: 1-888-733-9000
   Internet:......................................................................................................... www.abwatley.com
      
Brown&Company  
They act as a discount broker for qualified clients who make their own investment decisions. It is a member of a variety of domestic stock exchanges. It is a subsidiary of Chase Manhattan Corporation.
   Tel: ......................................... 1800-822-2829;    Internet:.............................. www.brownco.com
      
Charles Schwab  
bul 1211 Avenue of Americas, Greenwich Village.............................................................................. Map
bul 1886 Broadway, Lincoln Center.................................................................................................. Map
bul 60 E. 42nd St., Murray Hill......................................................................................................... Map
bul 342 Madison Ave., Midtown....................................................................................................... Map
bul 445 Park Ave., Midtown............................................................................................................. Map
bul 2 Pennsylvania Plaza, Chelsea.................................................................................................... Map
bul 1105 Third Ave., Uptown East................................................................................................... Map
bul 44 Wall St., Financial District....................................................................................................... Map
      
Equity Trading LLC Focusing on day traders.
Website offers on-line trading, market information, & research.
   350 Fifth Ave., Midtown South.................................................................... Tel: 1-877-388-7233
   Tel: .......................................... 212-279-7800;    Fax:............................................212-279-7805
   E-mail:........................ info@equitytrading.com;    Internet:..................... www.equitytrading.com
Olde Discount Stockbrokers Discount brokers.
They do stocks, bonds, mutual funds, research, etc.
   30 Broad St., Financial District...................................................................... Tel: 212-344-5454
      

MUTUAL FUNDS (FUND MANAGEMENT FIRMS)

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Listings starting with A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
These companies are sell known specialits in the management of "mutual funds".

Alliance Capital Management L.P.  
A global, full-service investment management firm, seeking to provide long term growth of capital & growth of dividend income over time.
   1345 Avenue of Americas, Greenwich Village................................................Tel: 212-969-1000
   Fax:.......................................... 212-969-2229;    Internet:.................... www.alliancecapital.com
      
Dreyfus Corp.  
Established in 1951, it is one of the nation's leading mutual fund companies and a subsidiary of Mellon Bank, NA. They provide a full range of banking, investment and trust products and services to small, midsize and large businesses and institutions.
   200 Park Ave., Midtown..................................................................................Tel: 212-922-6000
   Internet:............................................................................................................www.dreyfus.com
      
J. & W. Seligman & Company, Inc.  
They have an array of investment opportunities, and is one of Wall Street's most historic firms.
   100 Park Ave., Murray Hill............................................................................. Tel: 212-850-1864
   Tel: ........................................ 1800-221-7844;    Internet:............................ www.seligman.com
      
Lord, Abbett & Co. Investment Managment  
   767 Fifth Ave., Midtown....................................................................................Tel: 1-800-874-3733
   Internet:....................................................................................................... www.lordabbett.com
Merrill Lynch  
bul 1251 Avenue of Americas, Greenwich Village........................................................ Tel: 212-382-8500
bul 650 Fifth Ave., Midtown (Crossing 52nd St.).......................................................... Tel: 212-603-8350
Mo-Fr 9-17; Span, Fr, Chin; 5 Ave (53rd:E,F), 51 St (Lex:6,4); Map
bul 112-05 Queens Blvd., Queens (Forest Hills).......................................................Tel: 1-800-289-9179
bul World Financial Center, Battery Park......................................................................Tel: 212-449-1000
   Fax:......................................................................................................................... 212-236-4384
      
Neuberger Berman Management, Inc.  
Manager of no-load equity, bond, municipal and money market funds. Manages trust funds, private and institutional accounts.
   605 Third Ave., Kips Bay................................................................................Tel: 212-476-8800
   Internet:................................................................................................................... www.nb.com
      
Optima Fund Management  
Investment advising company specializes in selective hedge fund investments and offers a range of advisory services, individual funds and multi-manager fund programs
   10 E. 53rd St., fl. 29 (between 5th & Madison Ave.)............................................Tel: 212-484-3000
   Fax:.......................................... 212-484-3001;    E-mail:................................... info@optima.com
   Internet:.............................................................................................................www.optima.com
Mo-Fr 8:30-17; 5 Ave (53rd:E,F); Map
      
Value Line  
   220 E. 42nd St., Kips Bay....................................................................................Tel: 212-907-1500
   Tel: ....................................... 1-800-535-8760;    Fax:............................................201-939-9079
   E-mail:.......................................................................... v/soft@valueline.com; vlcr@valueline.com
   Internet:......................................................................................................... www.valueline.com
Mo-Fr 8:30-19; Map
      
Warburg Pincus Funds  
Warburg Pincus Funds are no-load mutual funds designed for individual investors who want to access the specialized money-management expertise that they offer.
   466 Lexington Ave., Midtown......................................................................Tel: 1-800-927-2874
   Internet:.......................................................................................................... www.warburg.com
Wood Struthers & Winthrop Corp.  
WSW is the investment management subsidiary of DLJ and one of the nation's original money managers.
   277 Park Ave., Midtown..................................................................................Tel: 212-504-4000
      

Cowan Financial Group  
Financial planning for private individuals, businesses and corporations.
   350 Fifth Ave., fl. 14, Midtown South..............................................................Tel: 212-536-6000
   Fax:.......................................... 212-536-6019;    Internet:................... www.cowanfinancial.com
      
Finnegan Planning, Inc. Financial and estate planners
   310 Madison Ave., Murray Hill.................................................................. E-mail:info@finnegan.com
   Internet:..........................................................................................................www.finnegan.com
      
L. J. Altfest & Co. Specializes in investment management and financial planning.
   116 John St., Financial District...........................................................................Tel: 1-888-525-8337
   Tel: .......................................... 212-406-0850;    Fax:............................................212-406-0867
   E-mail:............................................ lja@altfest;    Internet:................................ www.altfest.com
      
Smith Affilitated Capital Corp. Asset management and investment advising services.
   880 Third Ave., Midtown..................................................................................... Tel: 212-644-9440
   Fax:.......................................... 212-644-1979;    E-mail:........................... info@smithcapital.com
   Internet:.....................................................................................................www.smithcapital.com
Babymint.com College savings program for parents
   Internet:......................................................................................................... www.babymint.com
      
These companies mostly provide fee-based asset management services and do not charge trading commissions. Of course, all the major "brokerage houses" have strong research departments on which your stock broker can draw for recommendations.

BISYS Group, Inc. Provider of outsourcing info to financial institutions and corporations.
   Tel: .......................................... 973-812-8600;    Fax:............................................973-812-1217
   Internet:............................................................................................................... www.bisys.com
      
Cowan Financial Group  
Financial planning for private individuals, businesses and corporations.
   350 Fifth Ave., fl. 14, Midtown South..............................................................Tel: 212-536-6000
   Fax:.......................................... 212-536-6019;    Internet:................... www.cowanfinancial.com
      
Direct Brokerage, Inc. Direct Access & Execution Services.
Direct Access provides a direct link for trading professionals to the NYSE & ASE trading floors. Execution Services are available to individuals & institutions.
   32 Broadway, Financial District.....................................................................Tel: 212-742-8178
   Fax:......................................................................................................................... 212-292-3348
      
Fahnestock & Co  
   Internet:...................................................................................................... www.fahnestock.com
Fahnestock & Co.  
bul 125 Broad St., fl. 16, Financial District.................................................................. Tel: 212-668-8000
   Toll-Free:..............................................................................................................1-800-221-5588
bul 45 Broadway, Financial District.............................................................................Tel: 212-859-9200
   Fax:......................................................................................................................1-800-443-6079
bul 150 E. 52nd St., Midtown.................................................................................... Tel: 212-755-6033
   Toll-Free:..............................................................................................................1-800-924-3033
bul 200 Park Ave., fl. 24, Midtown.............................................................................Tel: 212-338-5500
   Toll-Free:..............................................................................................................1-800-285-6200
bul 780 Third Ave., fl. 11, Midtown............................................................................Tel: 212-446-4400
   Toll-Free:..............................................................................................................1-800-854-0085
      
H & R Block  
bul 52 Duane St., CivicCenter.................................................................................... Tel: 212-693-1680
bul 99 Park Ave., Murray Hill.....................................................................................Tel: 212-921-4108
   Tel: ......................................................................................................................... 212-594-5480
bul 571 Second Ave., Kips Bay.................................................................................. Tel: 212-725-4870
bul 555 Seventh Ave., Fashion District........................................................................ Tel: 212-921-4108
   Tel: ......................................................................................................................... 212-594-5480
      

Strategies for Wealth Creation & Protection Member of NASD, SIPC
   140 Broadway, fl. 22, Financial District................................................................. Tel: 212-701-7900
   Fax:......................................................................................................................... 212-363-6967
      

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